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Securities & Investments

Total Securities

Total securities is a bank's entire investment portfolio — held-to-maturity bonds at amortized cost plus available-for-sale bonds at fair value. It is typically the second-largest asset after loans and the bank's main liquidity reserve and interest-rate-risk position.

Formula

Total Securities = HTM Securities (amortized cost) + AFS Securities (fair value) + Equity Securities

Schedule RC-B reports the portfolio by classification and instrument type. HTM bonds are carried at amortized cost and AFS bonds at fair value, so the total mixes two measurement bases — which is why the embedded unrealized losses matter when reading it.

Why it matters

The securities book is where banks park deposits they haven't lent out, so it doubles as a liquidity buffer and a yield source. But it also concentrates interest-rate risk: a large, long-duration portfolio bought at low rates is exactly what generated the unrealized losses behind the 2023 turmoil.

How to interpret

Read total securities as a share of assets and against the loan book. A bank with securities far above peers may be struggling to find loan demand or reaching for yield; the duration and the HTM/AFS split determine how much hidden rate risk the total conceals.

Thresholds

RangeLabelInterpretation
Short-duration, liquidStrongPortfolio is a genuine liquidity buffer with little rate risk.
TypicalAdequateSecurities share roughly in line with peers.
Large / long-durationWatchSizable book carrying meaningful unrealized-loss risk.
Outsized vs. capitalConcernEmbedded losses could threaten capital if liquidity forces sales.

Worked example

A $3 billion-asset bank holding $900 million in total securities has about 30% of assets in the portfolio. If two-thirds sits in held-to-maturity bonds bought in 2021, much of any rate-driven loss is hidden at amortized cost — so the headline total understates the economic exposure.

Frequently asked

Why do banks hold so many securities?

Securities absorb deposits that exceed loan demand, provide liquidity that can be pledged or sold, and earn yield. They also help manage interest-rate risk — though, bought at the wrong time, they create it.

Does 'total securities' include trading assets?

Investment securities (HTM and AFS) are reported separately from trading assets, which are held for short-term resale and marked through income. Most community banks have no trading book.

Direction: Higher is betterUnits: $Call report: Schedule RC-BBrowse banks

Sources

  • FFIEC Call Report Schedule RC-B (Securities)

See Total Securities across 4,335 US banks

BankRegReports ranks every FDIC-insured institution by Total Securities, refreshed quarterly within 48 hours of FFIEC release.