Mizuho Securities USA LLC Financials and Filings

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Parent Company New York RSSD 1833577

Mizuho Securities USA LLC is a company that controls other entities based in New York. It is not a bank holding company and files no FR Y-9 report. It controls 1 active subsidiary, none of them a bank that files its own call report. It files with the SEC under CIK 1513006: see its filings on EDGAR.

Questions About Mizuho Securities USA LLC

Does Mizuho Securities USA LLC file with the SEC?

Yes. Mizuho Securities USA LLC files with the SEC under Central Index Key (CIK) 1513006.

Filing Details fiscal year and SEC registration

Fiscal year end: —
Ticker: —
SEC CIK: 1513006
SEC filings: —

Organization Map select + to expand a subsidiary's own holdings

Holding company Reporting bank Nonbank subsidiary

Mizuho Securities USA LLC

Holding Company NY RSSD 1833577
- Mizuho Securities Canada Inc.
  
  Nonbank Subsidiary NY RSSD 5477081

Direct Subsidiaries 1 active direct subsidiary

Entity	Type	State	Total Assets	Share of bank subsidiary assets
Mizuho Securities Canada Inc. · 5477081	Nonbank Subsidiary	NY	—	—

Regulator records: FFIEC NIC profile (RSSD 1833577)