SMBC Nikko Securities America, Inc. Financials and Filings
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Part of: SMBC Americas Holdings, Inc.
SMBC Nikko Securities America, Inc. is a company that controls other entities based in New York. It is not a bank holding company and files no FR Y-9 report. It controls 1 active subsidiary, none of them a bank that files its own call report. It files with the SEC under CIK 875890: see its filings on EDGAR.
Questions About SMBC Nikko Securities America, Inc.
Does SMBC Nikko Securities America, Inc. file with the SEC?
Yes. SMBC Nikko Securities America, Inc. files with the SEC under Central Index Key (CIK) 875890.
Filing Details fiscal year and SEC registration
- Fiscal year end
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- Ticker
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- SEC CIK
- 875890
- SEC filings
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Organization Map select + to expand a subsidiary's own holdings
Holding company Reporting bank Nonbank subsidiary
- SMBC Nikko Securities America, Inc.Holding Company NY RSSD 2170822
- SMBC Nikko Securities Canada, Ltd.Nonbank Subsidiary NY RSSD 5398346
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Direct Subsidiaries 1 active direct subsidiary
| Entity | Type | State | Total Assets | Share of bank subsidiary assets |
|---|---|---|---|---|
| SMBC Nikko Securities Canada, Ltd. · 5398346 | Nonbank Subsidiary | NY | — | — |
Regulator records: FFIEC NIC profile (RSSD 2170822)